Director of Business Development, Legal, Compliance, and Risk
Mc Lean, VA - $150,000 - $200,000
Job Summary Under the direction of the Regional Business Development Director (RBDD), and in collaboration with practice leadership, and the Chief Business Development Officer, the Director of Business Development, Legal, Compliance & Risk, is responsible...
Legal, Bank Regulatory Attorney, Vice President, New York
New York, NY, USA
LEGAL We work at the intersection of finance and law, providing counsel and advice that support activities across the firm. We handle litigation and arbitration, perform research and due diligence, aid in financing and legal filings, deal with contracts...
Chief Compliance Officer
Denver, CO - $125,000 - $150,000
Apply Description SUMMARY The Chief Compliance Officer is responsible for overseeing operational regulatory compliance such as BSA/AML, CRA, lending compliance, and deposit operations compliance for the bank. The Chief Compliance Officer will maintain...
Compliance Officer
Raleigh, NC
Overview This position ensures the legal, operational, and risk management compliance of the Bank's broker-dealer and investment advisers. In addition, responsible for testing and oversight of retail banking activities such as AML, trade activity, code...
Anti-Money Laundering Compliance Officer II
Milwaukee, WI
Pay based on experience | First shift In this fast paced, high energy environment where attention to detail is essential, how do we ensure we are compliant with all regulations under Title 31 (Bank Secrecy Act)? As an Anti-Money Laundering (AML) Compliance...
Risk Management - Legal Entity Risk Lead - Vice President
New York, NY, USA - $122,550 -$211,000
JobID: 210497447 Category: Credit Risk JobSchedule: Full time Posted Date: 2024-03-18T15:17:34+00:00 JobShift Base Pay/Salary: New York,NY $122,550.00-$211,000.00 Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are...
Lead Compliance Officer
Charlotte, NC - $111,100 - $197,500
At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity, and inclusion in a workplace where everyone feels valued and inspired. Help us build...
AML/Compliance Officer
Charlotte, NC - $1.5
Role Description FNZ Securities USA, headquartered in New York City, is a self-clearing broker-dealer which provides fully disclosed clearing and custody services to introducing broker-dealers and RIAs in the wealth management space. We are currently...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Orlando, FL
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Payments, Digital Products Attorney - Vice President, Assistant General Counsel
Brooklyn, NY - $199,500
JobID: 210493387 Category: Counsel JobSchedule: Full time Posted Date: 2024-03-25T19:25:44+00:00 JobShift: Day Base Pay/Salary: Brooklyn,NY $199,500.00-$275,000.00; Jersey City,NJ $199,500.00-$275,000.00 JPMorgan Chase is a leader in digital banking and...
Ethics and Compliance Officer
Fort Lauderdale, FL
This position is incentive eligible. Introduction We are seeking a(an) Ethics and Compliance Officer with HCA Florida University Hospital to promote growth and unlock possibilities. At HCA Healthcare, we are committed to the care and improvement of human...
Compliance Officer - Wealth Management
Parkersburg, WV
Job Description Responsible for collaborating with the Chief Compliance Officer and the development, coordination, and ongoing implementation of the Brokerage & Wealth compliance program. RESPONSIBILITIES Serve in an account reviewer role to complete...
Regional Wealth Management Compliance Officer
Boston, MA
Your role Are you an expert on the Wealth Management industry, and able to provide analysis on the associated suitability, supervision, and conduct risks? Are you interested by legal and regulatory nuances, and do you enjoy solving complex problems? Are...
Director of Business Development, Legal, Compliance, and Risk
Chicago, IL - $150,000 - $200,000
Job Summary Under the direction of the Regional Business Development Director (RBDD), and in collaboration with practice leadership, and the Chief Business Development Officer, the Director of Business Development, Legal, Compliance & Risk, is responsible...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Montgomery, AL
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Rockville, MD
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Saint Petersburg, FL
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Compliance Officer
Weehawken, NJ
Your role Do you have experience in providing compliance or risk management support to advisory services or a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance with firm's policies and procedures? Are...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Huntsville, AL
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Madison, WI
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Chief Compliance Officer
Fort Lee, NJ
Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As venture-backed pioneers of the platform-based financial services model known as the sponsor, or partner, bank, we work closely with our...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Oklahoma City, OK
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Tucson, AZ
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Boston, MA
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Valencia, CA
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Lowell, MA
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Smyrna, GA
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Jacksonville, FL
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Edison, NJ
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Southborough, MA
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...
Tax Specialist (Tax Compliance Officer (TCO) 12 MONTH ROSTER
Santa Maria, CA
Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: https://www.jobs.irs.gov/about/who/business-divisions Vacancies will be filled in the following specialty areas SBSE EXAM - Examination...